Yip, David Chung Wai 葉頌偉

證監會中央編號:ACV738

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA INTERNATIONAL CAPITAL LIMITED	Rep	就證券提供意見	2008-09-10	2009-09-30
	Rep	提供資產管理	2008-09-10	2009-09-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2008-05-06	2008-08-21
ENLIGHTEN SECURITIES LIMITED	Rep	證券交易	2008-01-09	2008-03-04
TIFFIT SECURITIES (HONG KONG) LIMITED	Rep	就機構融資提供意見	2006-06-26	2006-07-18
	Rep	就證券提供意見	2006-06-26	2006-07-18
	Rep	證券交易	2006-06-26	2006-07-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就機構融資提供意見	2005-05-11	2005-11-01
	Rep	就證券提供意見	2005-05-11	2005-11-01
	Rep	提供資產管理	2005-05-11	2005-11-01
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2005-04-06	2005-11-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2005-04-06	2005-11-01
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2004-12-13	2005-04-01
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2004-12-13	2005-04-01
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	期貨合約交易	2004-02-26	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	證券交易	2004-02-10	2004-12-11
YICKO SECURITIES LIMITED	Rep	證券交易	2003-09-24	2004-01-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	提供自動化交易服務	2003-07-21	2003-08-15
	Rep	期貨合約交易	2003-07-21	2003-09-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2003-07-21	2003-09-08

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA INTERNATIONAL CAPITAL LIMITED	Rep	就證券提供意見	2008-09-10	2009-09-30
	Rep	提供資產管理	2008-09-10	2009-09-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2008-05-06	2008-08-21
ENLIGHTEN SECURITIES LIMITED	Rep	證券交易	2008-01-09	2008-03-04
TIFFIT SECURITIES (HONG KONG) LIMITED	Rep	就機構融資提供意見	2006-06-26	2006-07-18
	Rep	就證券提供意見	2006-06-26	2006-07-18
	Rep	證券交易	2006-06-26	2006-07-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就機構融資提供意見	2005-05-11	2005-11-01
	Rep	就證券提供意見	2005-05-11	2005-11-01
	Rep	提供資產管理	2005-05-11	2005-11-01
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2005-04-06	2005-11-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2005-04-06	2005-11-01
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2004-12-13	2005-04-01
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2004-12-13	2005-04-01
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	期貨合約交易	2004-02-26	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	證券交易	2004-02-10	2004-12-11
YICKO SECURITIES LIMITED	Rep	證券交易	2003-09-24	2004-01-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	提供自動化交易服務	2003-07-21	2003-08-15
	Rep	期貨合約交易	2003-07-21	2003-09-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2003-07-21	2003-09-08