Personnel Hong Kong SFC License Details (ID 52229)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	證券交易	2025-09-18	2026-04-30
MORTON SECURITIES LIMITED	RO	證券交易	2021-10-27	2024-05-31
	Rep	證券交易	2021-09-09	2021-10-27
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	RO	就證券提供意見	2020-02-03	2021-05-15
KARL-THOMSON SECURITIES COMPANY LIMITED	RO	證券交易	2020-02-03	2021-05-15
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	就證券提供意見	2020-01-08	2020-02-03
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	證券交易	2020-01-08	2020-02-03
BUSINESS SECURITIES LIMITED	RO	就證券提供意見	2019-05-09	2019-07-31
	RO	證券交易	2018-11-09	2019-07-31
Beijing Securities Limited	RO	就證券提供意見	2016-05-12	2018-06-20
	RO	證券交易	2013-03-13	2018-06-20
	Rep	證券交易	2013-02-28	2013-03-13
WING FUNG FINTECH LIMITED	RO	槓桿式外匯交易	2010-09-27	2013-02-01
WING FUNG FUTURES LIMITED	RO	期貨合約交易	2010-09-27	2013-02-01
WING FUNG SECURITIES LIMITED	RO	證券交易	2010-09-27	2013-02-01
WING FUNG FINTECH LIMITED	Rep	槓桿式外匯交易	2010-08-19	2010-09-27
WING FUNG FUTURES LIMITED	Rep	期貨合約交易	2010-08-19	2010-09-27
WING FUNG SECURITIES LIMITED	Rep	證券交易	2010-08-19	2010-09-27
SHUN LOONG FUTURES LIMITED	RO	期貨合約交易	2004-10-20	2010-07-31
SHUN LOONG SECURITIES COMPANY LIMITED	RO	證券交易	2004-10-20	2010-07-31
SHUN LOONG FOREX COMPANY LIMITED	RO	槓桿式外匯交易	2003-10-24	2010-07-31
CES Commodities (HK) Limited	RO	就期貨合約提供意見	-	2003-10-24
	RO	提供資產管理	-	2003-10-24
	RO	期貨合約交易	-	2010-07-31
CES Forex (HK) Limited	RO	槓桿式外匯交易	-	2010-07-31
CES International Commodities (HK) Limited	RO	就期貨合約提供意見	-	2003-10-24
	RO	提供資產管理	-	2003-10-24
	RO	期貨合約交易	-	2010-07-31
Everbright Securities Investment Services (HK) Limited	RO	提供自動化交易服務	-	2003-07-07
	RO	就機構融資提供意見	-	2003-10-24
	RO	就證券提供意見	-	2003-10-24
	RO	提供資產管理	-	2003-10-24
	RO	證券交易	-	2010-07-31
SUN TAI CHEUNG CREDITS LIMITED	Rep	提供證券保證金融資	-	2004-10-20