| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2006-06-26 | 2015-04-01 |
| Rep | 就證券提供意見 | 2006-06-26 | 2015-04-01 | |
| ICBC Asset Management (Global) Company Limited | Rep | 就證券提供意見 | 2006-06-26 | 2008-09-01 |
| Rep | 提供資產管理 | 2006-06-26 | 2008-09-01 | |
| UOB ASIA (HONG KONG) LIMITED | Rep | 證券交易 | 2003-08-18 | 2005-10-03 |
| Rep | 就機構融資提供意見 | - | 2005-10-03 | |
| Rep | 就證券提供意見 | - | 2005-10-03 | |
| Rep | 提供資產管理 | - | 2005-10-03 |