| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2005-02-07 | 2008-04-02 |
| Rep | 證券交易 | 2005-02-07 | 2008-04-02 | |
| Tung Shing Futures (Brokers) Limited | RO | 期貨合約交易 | 2003-12-16 | 2005-02-04 |
| Tung Shing Securities (Brokers) Limited | RO | 證券交易 | 2003-12-16 | 2005-02-04 |
| Rep | 就機構融資提供意見 | - | 2003-10-30 | |
| Rep | 就證券提供意見 | - | 2003-10-30 | |
| Rep | 提供資產管理 | - | 2003-10-30 | |
| Rep | 證券交易 | - | 2003-12-16 |