| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CPP INVESTMENTS ASIA PACIFIC LIMITED | Rep | 證券交易 | 2022-03-22 | 2023-04-01 |
| CPPIB Asia Inc. | Rep | 證券交易 | 2020-11-06 | 2022-03-22 |
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2007-11-06 | 2017-08-04 |
| RO | 證券交易 | 2007-11-06 | 2017-08-04 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就證券提供意見 | 2007-11-06 | 2018-08-31 |
| CITIC Securities Futures (HK) Limited | RO | 期貨合約交易 | 2007-11-06 | 2017-08-04 |
| CC Finance Limited | RO | 就機構融資提供意見 | 2006-04-20 | 2007-09-12 |
| RO | 就證券提供意見 | 2006-04-20 | 2007-09-12 | |
| RO | 證券交易 | 2006-04-20 | 2007-09-12 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 提供資產管理 | - | 2004-07-07 |
| RO | 就機構融資提供意見 | - | 2018-08-31 | |
| RO | 證券交易 | - | 2018-08-31 |
已採集記錄中暫無金管局登記。