| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Silver Asset Management (Hong Kong) Limited | RO | 提供資產管理 | 2010-09-13 | 2020-06-12 |
| Evo Capital Management Asia Limited | RO | 提供資產管理 | 2007-08-22 | 2010-03-15 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2005-06-16 | 2006-03-01 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2003-10-24 | 2005-02-02 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 就機構融資提供意見 | - | 2003-06-12 |
| Rep | 就證券提供意見 | - | 2003-06-12 | |
| Rep | 提供資產管理 | - | 2003-06-12 | |
| Rep | 證券交易 | - | 2003-06-12 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 就機構融資提供意見 | - | 2003-06-12 |
| Rep | 就證券提供意見 | - | 2003-06-12 | |
| Rep | 提供資產管理 | - | 2003-06-12 | |
| Rep | 證券交易 | - | 2003-06-12 |