| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bengal Asset Management Limited | RO | 提供資產管理 | 2015-01-14 | 2017-01-03 |
| Tora Trading Services Limited (HK) | Rep | 提供自動化交易服務 | 2014-01-07 | 2015-01-14 |
| Rep | 期貨合約交易 | 2014-01-07 | 2015-01-14 | |
| Rep | 證券交易 | 2014-01-07 | 2015-01-14 | |
| Evo Capital Management Asia Limited | RO | 提供資產管理 | 2010-02-04 | 2013-11-19 |
| Rep | 提供資產管理 | 2008-12-05 | 2010-02-04 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2005-10-05 | 2006-09-01 |