| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL MASTERMIND SECURITIES LIMITED | RO | 證券交易 | 2021-06-02 | - |
| RO | 就機構融資提供意見 | 2019-03-11 | - | |
| Nuada Limited | Rep | 證券交易 | 2017-02-09 | 2018-11-06 |
| RO | 就機構融資提供意見 | 2011-08-26 | 2019-02-10 | |
| Rep | 就機構融資提供意見 | 2010-11-26 | 2011-08-26 | |
| VEDA CAPITAL LIMITED (HK) | Rep | 就機構融資提供意見 | 2010-03-05 | 2010-11-11 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2007-07-09 | 2010-02-01 |
| KGI CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-03-21 | 2007-04-21 |
| Neutral Financial Holding Company Limited | Rep | 就機構融資提供意見 | 2006-02-13 | 2006-09-15 |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2003-09-10 | 2005-11-10 |
金管局記錄暫時無法載入，請稍後重試。