| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-07-30 | 2009-06-24 |
| Rep | 就機構融資提供意見 | 2008-06-26 | 2009-06-24 | |
| Rep | 證券交易 | 2008-06-26 | 2009-06-24 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-12-20 | 2008-03-31 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 證券交易 | 2004-08-17 | 2008-03-31 |
| Rep | 就機構融資提供意見 | - | 2008-03-31 |