| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 證券交易 | 2020-03-25 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-09-17 | - |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2014-06-18 | - |
| Rep | 就機構融資提供意見 | 2014-01-24 | 2014-06-18 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就機構融資提供意見 | 2013-12-30 | 2014-01-09 |
| Rep | 就機構融資提供意見 | 2013-11-06 | 2013-12-30 | |
| Rep | 證券交易 | 2013-11-06 | 2014-01-09 | |
| Everbright Securities Global (HK) Limited | RO | 就機構融資提供意見 | 2011-02-24 | 2013-11-05 |
| Rep | 就機構融資提供意見 | 2010-11-19 | 2011-02-24 | |
| Rep | 證券交易 | 2010-11-19 | 2013-11-05 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2010-11-19 | 2013-11-05 |
| Joy Silver Limited | Rep | 就機構融資提供意見 | 2010-09-15 | 2010-11-05 |
| XinKong International Securities Limited | RO | 就機構融資提供意見 | 2010-01-22 | 2010-09-08 |
| CSC ASIA LIMITED | Rep | 就機構融資提供意見 | 2006-09-11 | 2009-09-07 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 就機構融資提供意見 | 2006-04-26 | 2006-08-19 |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2004-04-01 | 2006-04-21 |
| JS CRESVALE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-25 | 2004-03-31 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-25 | 2004-03-31 |
| FIRST ASIA FINANCE GROUP LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2003-04-11 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-11 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-24 |
已採集記錄中暫無金管局登記。