| MFG Limited (HK) | RO | 就期貨合約提供意見 | 2018-11-01 | 2024-05-31 |
| RO | 期貨合約交易 | 2018-11-01 | 2024-05-31 |
| RO | 就證券提供意見 | 2018-02-07 | 2024-05-31 |
| RO | 證券交易 | 2018-02-07 | 2024-05-31 |
| Rep | 就證券提供意見 | 2018-02-01 | 2018-02-07 |
| Rep | 證券交易 | 2018-02-01 | 2018-02-07 |
| Ayers Alliance Securities (HK) Limited | RO | 就證券提供意見 | 2013-10-07 | 2018-01-26 |
| RO | 證券交易 | 2013-10-07 | 2018-01-26 |
| Beevest Securities Limited | RO | 就證券提供意見 | 2010-05-25 | 2012-05-04 |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | RO | 證券交易 | 2010-03-30 | 2012-05-04 |
| Beevest Securities Limited | RO | 期貨合約交易 | 2006-08-11 | 2012-05-04 |
| RO | 證券交易 | 2006-08-11 | 2012-05-04 |
| Rep | 期貨合約交易 | 2006-07-05 | 2006-08-11 |
| Rep | 證券交易 | 2006-07-05 | 2006-08-11 |
| KGI ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-03 |
| Rep | 就證券提供意見 | - | 2004-06-03 |
| Rep | 提供資產管理 | - | 2004-06-03 |
| Rep | 證券交易 | - | 2006-05-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-06-03 |
| Rep | 提供資產管理 | - | 2004-06-03 |
| Rep | 期貨合約交易 | - | 2006-05-13 |