| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WRise Prestige Securities Limited | RO | 證券交易 | 2025-08-26 | - |
| WRise Capital Limited | RO | 就機構融資提供意見 | 2025-03-24 | - |
| Soochow Securities International Brokerage Limited | RO | 證券交易 | 2019-06-11 | 2024-09-21 |
| Soochow Securities International Capital Limited | RO | 就機構融資提供意見 | 2019-06-11 | 2024-09-21 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-05-02 | 2019-06-11 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-05-02 | 2019-06-11 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就機構融資提供意見 | 2016-11-22 | 2019-04-30 |
| RO | 證券交易 | 2016-11-22 | 2019-04-30 | |
| Rep | 就機構融資提供意見 | 2016-09-05 | 2016-11-22 | |
| Rep | 證券交易 | 2016-09-05 | 2016-11-22 | |
| Rep | 就證券提供意見 | 2016-09-05 | 2019-04-30 | |
| CELESTIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2015-04-15 | 2016-08-22 |
| RO | 證券交易 | 2015-04-15 | 2016-08-22 | |
| LY CAPITAL LIMITED | RO | 就機構融資提供意見 | 2013-12-11 | 2015-03-30 |
| RO | 證券交易 | 2013-12-11 | 2015-03-30 | |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | 證券交易 | 2009-04-29 | 2013-11-30 |
| Rep | 證券交易 | 2009-02-02 | 2009-04-29 | |
| RO | 就機構融資提供意見 | 2008-04-29 | 2013-11-30 | |
| SBI E2-CAPITAL PARTNERS LIMITED | Rep | 就機構融資提供意見 | 2007-10-05 | 2008-09-01 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2004-11-23 | 2008-04-29 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-28 |
已採集記錄中暫無金管局登記。