| CHINA DEMETER SECURITIES LIMITED | RO | 就證券提供意見 | 2016-11-07 | - |
| RO | 提供資產管理 | 2016-11-07 | - |
| RO | 證券交易 | 2016-11-07 | - |
| Rep | 就證券提供意見 | 2016-09-08 | 2016-11-07 |
| Rep | 提供資產管理 | 2016-09-08 | 2016-11-07 |
| Rep | 證券交易 | 2016-09-08 | 2016-11-07 |
| NINE RIVERS CAPITAL PARTNERS LIMITED | RO | 證券交易 | 2016-07-22 | 2016-08-31 |
| RO | 就證券提供意見 | 2016-05-04 | 2016-08-31 |
| RO | 提供資產管理 | 2016-05-04 | 2016-08-31 |
| Rep | 證券交易 | 2015-11-03 | 2016-07-22 |
| CHRISTFUND FUTURES LIMITED | RO | 期貨合約交易 | 2006-05-30 | 2015-10-27 |
| Rep | 期貨合約交易 | 2003-04-01 | 2006-05-30 |
| CHRISTFUND SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-22 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-22 |
| Rep | 證券交易 | 2003-04-01 | 2015-10-27 |