| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VISION FINANCE (SECURITIES) LIMITED | Rep | 就證券提供意見 | 2013-01-22 | 2018-11-01 |
| RO | 提供資產管理 | 2013-01-22 | 2018-11-01 | |
| Rep | 證券交易 | 2013-01-22 | 2018-11-01 | |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 就證券提供意見 | 2011-04-15 | 2012-12-31 |
| RO | 提供資產管理 | 2011-04-15 | 2012-12-31 | |
| Rep | 提供資產管理 | 2011-03-01 | 2011-04-15 | |
| Rep | 證券交易 | 2011-03-01 | 2012-12-31 | |
| Friedmann Pacific Asset Management (Hong Kong) Limited | RO | 提供資產管理 | 2008-07-29 | 2010-11-30 |
| Rep | 提供資產管理 | 2005-11-04 | 2008-07-29 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就機構融資提供意見 | 2005-11-04 | 2010-11-30 |
| Rep | 證券交易 | 2005-11-04 | 2010-11-30 |