| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HTC Securities Company Limited | RO | 就證券提供意見 | 2012-05-30 | 2013-04-03 |
| STATE FORTUNE CAPITAL MANAGEMENT LIMITED | RO | 就證券提供意見 | 2012-03-30 | 2012-05-15 |
| HTC Securities Company Limited | RO | 就證券提供意見 | 2010-09-03 | 2011-06-12 |
| Standard Advisory Asia Limited | Rep | 就證券提供意見 | 2008-02-21 | 2008-11-01 |
| Rep | 證券交易 | 2008-02-21 | 2008-11-01 |