| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAMON ASIAN ADVISORS LIMITED | Rep | 就證券提供意見 | 2020-02-07 | 2024-12-18 |
| Rep | 提供資產管理 | 2020-02-07 | 2024-12-18 | |
| Genting Securities Limited | RO | 證券交易 | 2012-05-18 | 2019-12-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-07-25 | 2011-04-21 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-09 |
| Rep | 就證券提供意見 | - | 2003-07-09 | |
| Rep | 證券交易 | - | 2011-04-21 |