| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 就證券提供意見 | 2026-04-30 | - |
| Rep | 提供資產管理 | 2026-04-30 | - | |
| Rep | 證券交易 | 2026-04-30 | - | |
| Arta Asset Management Limited | Rep | 就證券提供意見 | 2026-04-09 | 2026-04-14 |
| Rep | 提供資產管理 | 2026-04-09 | 2026-04-14 | |
| Rep | 證券交易 | 2026-04-09 | 2026-04-14 | |
| Quam Securities Limited | Rep | 證券交易 | 2025-12-15 | 2025-12-30 |
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-09-22 | 2025-12-30 |
| Rep | 提供資產管理 | 2025-09-22 | 2025-12-30 | |
| Rep | 證券交易 | 2025-09-22 | 2025-12-30 | |
| Crosby Securities Limited | Rep | 就證券提供意見 | 2015-11-11 | 2025-08-14 |
| Rep | 證券交易 | 2015-10-07 | 2025-08-14 | |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 證券交易 | 2013-12-05 | 2015-07-18 |
| SBI China Capital Commodities Limited | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-07-30 |
| Rep | 提供資產管理 | 2003-04-01 | 2007-01-22 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2007-01-22 | |
| SBI China Capital Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2007-01-22 | |
| Rep | 證券交易 | 2003-04-01 | 2007-01-22 |
金管局記錄暫時無法載入，請稍後重試。