| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASSET DYNAMIC MANAGEMENT LIMITED | RO | 就證券提供意見 | 2018-08-07 | 2023-04-26 |
| RO | 提供資產管理 | 2018-08-07 | 2023-04-26 | |
| Yuet Sheung International Securities Limited | RO | 就證券提供意見 | 2017-02-10 | - |
| RO | 證券交易 | 2017-02-10 | - | |
| Rep | 證券交易 | 2017-01-11 | 2017-02-10 | |
| NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | 提供資產管理 | 2016-09-27 | 2016-12-31 |
| RO | 證券交易 | 2015-09-25 | 2016-12-31 | |
| VISION FINANCE (SECURITIES) LIMITED | RO | 證券交易 | 2011-01-26 | 2015-09-01 |
| Rep | 證券交易 | 2009-12-14 | 2011-01-26 | |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-12-21 | 2009-12-07 |
| TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-09-02 | 2006-07-31 |
| Success Securities Limited | Rep | 證券交易 | 2005-02-17 | 2005-06-06 |
| SINOMAX SECURITIES LIMITED | Rep | 證券交易 | 2004-10-21 | 2005-02-14 |
| GREATER CHINA SECURITIES LIMITED | Rep | 證券交易 | 2004-09-30 | 2004-10-12 |
| WINTECH SECURITIES LIMITED | Rep | 證券交易 | 2004-06-18 | 2004-07-28 |
| Beijing Securities Limited | RO | 就機構融資提供意見 | 2003-04-01 | 2003-12-22 |
| RO | 就證券提供意見 | 2003-04-01 | 2003-12-22 | |
| RO | 提供資產管理 | 2003-04-01 | 2003-12-22 | |
| RO | 證券交易 | 2003-04-01 | 2003-12-22 |
已採集記錄中暫無金管局登記。