| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Frontpage Capital Limited | RO | 就機構融資提供意見 | 2015-11-10 | - |
| RO | 證券交易 | 2015-11-10 | - | |
| TC CAPITAL MANAGEMENT LIMITED (HK) | RO | 提供資產管理 | 2014-09-23 | 2015-10-31 |
| TC Capital International Limited | RO | 就機構融資提供意見 | 2014-01-21 | 2015-10-31 |
| RO | 證券交易 | 2014-01-21 | 2015-10-31 | |
| TC CAPITAL MANAGEMENT LIMITED (HK) | Rep | 提供資產管理 | 2012-04-10 | 2014-09-23 |
| TC Capital International Limited | Rep | 就機構融資提供意見 | 2010-11-24 | 2014-01-21 |
| Rep | 證券交易 | 2010-11-24 | 2014-01-21 | |
| EVOLUTION ASIA INVESTMENTS LIMITED | Rep | 就機構融資提供意見 | 2008-02-05 | 2010-10-29 |
| Rep | 證券交易 | 2008-02-05 | 2010-10-29 |