| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Evo Capital Management Asia Limited | Rep | 提供資產管理 | 2013-10-16 | 2016-07-21 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-12-15 | 2013-08-06 |
| Rep | 證券交易 | 2011-12-15 | 2013-08-06 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-12-15 | 2013-04-23 |
| Rep | 證券交易 | 2011-12-15 | 2013-04-23 | |
| Evo Capital Management Asia Limited | Rep | 提供資產管理 | 2010-10-13 | 2011-04-29 |