| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2013-01-28 | - |
| Rep | 就期貨合約提供意見 | 2011-10-28 | - | |
| Rep | 就證券提供意見 | 2011-10-28 | - | |
| Rep | 提供資產管理 | 2011-10-28 | - | |
| China Silver Asset Management (Hong Kong) Limited | RO | 提供資產管理 | 2009-12-02 | 2011-04-15 |
| Prince Capital Management Limited | RO | 提供資產管理 | 2008-04-28 | 2009-12-01 |