| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA SKY SECURITIES LIMITED | RO | 就證券提供意見 | 2019-07-08 | - |
| China Angel Fund Management (HK) Company Limited | RO | 就證券提供意見 | 2018-01-12 | - |
| RO | 提供資產管理 | 2017-11-03 | - | |
| CHINA SKY SECURITIES LIMITED | RO | 證券交易 | 2017-11-03 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-11-07 | 2017-04-26 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-06-08 | 2017-04-26 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 證券交易 | 2003-04-01 | 2005-06-02 |
已採集記錄中暫無金管局登記。