| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就機構融資提供意見 | 2026-10-12 | - |
| Rep | 證券交易 | 2026-10-12 | - | |
| AUSTRAX CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-03-21 | 2026-08-14 |
| Rep | 就機構融資提供意見 | 2017-01-09 | 2017-03-21 | |
| Rep | 證券交易 | 2017-01-09 | 2026-08-14 | |
| Ping An of China Capital (Hong Kong) Company Limited | RO | 就機構融資提供意見 | 2016-06-24 | 2016-10-24 |
| Rep | 就機構融資提供意見 | 2015-02-17 | 2016-06-24 | |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-11-19 | 2015-02-02 |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-03-03 | 2013-11-06 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | 2010-03-03 | 2011-06-30 |
| JW CAPITAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2008-05-02 | 2010-01-31 |
| Rep | 提供資產管理 | 2008-05-02 | 2010-01-31 | |
| Rep | 就機構融資提供意見 | 2006-10-19 | 2010-01-31 |
已採集記錄中暫無金管局登記。