| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grand Hudson Investment Management (HK) Company Limited | RO | 就證券提供意見 | 2025-03-21 | - |
| RO | 提供資產管理 | 2025-03-21 | - | |
| RO | 證券交易 | 2025-03-21 | - | |
| Ginkgo Capital Co., Limited | RO | 就證券提供意見 | 2024-08-06 | 2025-03-11 |
| RO | 提供資產管理 | 2024-08-06 | 2025-03-11 | |
| Merdeka Investment Management Limited | RO | 就證券提供意見 | 2021-11-01 | 2024-06-30 |
| RO | 提供資產管理 | 2021-11-01 | 2024-06-30 | |
| Merdeka Securities Limited | Rep | 證券交易 | 2021-11-01 | 2024-05-31 |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | 就證券提供意見 | 2018-02-20 | 2020-09-23 |
| RO | 提供資產管理 | 2018-02-20 | 2020-09-23 | |
| Midas Securities Limited | RO | 就證券提供意見 | 2017-02-21 | 2017-12-01 |
| RO | 提供資產管理 | 2017-02-21 | 2017-12-01 | |
| RO | 期貨合約交易 | 2017-02-21 | 2017-12-01 | |
| RO | 證券交易 | 2017-02-21 | 2017-12-01 | |
| Ethk Funds Limited | RO | 提供資產管理 | 2015-03-19 | 2017-02-15 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2015-03-19 | 2017-02-15 |
| VC FUTURES LIMITED | Rep | 期貨合約交易 | 2015-03-19 | 2017-02-15 |
| HF Asset Management Limited (HK) | RO | 提供資產管理 | 2014-03-17 | 2015-02-23 |
| Rep | 提供資產管理 | 2014-02-13 | 2014-03-17 | |
| CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 提供資產管理 | 2013-08-01 | 2013-09-13 |
| Ethk Funds Limited | RO | 提供資產管理 | 2010-06-25 | 2013-06-01 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2010-02-26 | 2013-06-01 |
| VC FUTURES LIMITED | Rep | 期貨合約交易 | 2010-02-26 | 2013-06-01 |
| Well Link International Securities Limited | Rep | 期貨合約交易 | 2009-09-24 | 2010-01-31 |
| WINWIN SECURITIES LIMITED | Rep | 證券交易 | 2009-09-24 | 2010-01-31 |
| Nerico Brothers Limited (HK) | Rep | 提供資產管理 | 2007-09-03 | 2009-09-03 |
| Rep | 槓桿式外匯交易 | 2007-07-19 | 2009-09-03 | |
| Rep | 期貨合約交易 | 2007-06-29 | 2009-09-03 | |
| Rep | 證券交易 | 2007-06-29 | 2009-09-03 | |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2006-10-17 | 2007-06-07 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2006-10-17 | 2007-06-07 |
| KINGSTON FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-09-13 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-13 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2006-04-25 | |
| KINGSTON SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-04 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-09-13 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-09-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-09-13 | |
| Rep | 證券交易 | 2003-04-01 | 2006-04-25 |
已採集記錄中暫無金管局登記。