| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2008-07-31 | 2010-10-04 |
| Rep | 證券交易 | 2008-07-31 | 2010-10-04 | |
| RO | 期貨合約交易 | 2004-10-15 | 2008-07-31 | |
| QUAM FUTURES LIMITED | RO | 期貨合約交易 | 2004-05-17 | 2008-09-01 |
| Quam Securities Limited | RO | 證券交易 | 2004-05-17 | 2008-07-31 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 就機構融資提供意見 | - | 2004-01-01 |
| RO | 就證券提供意見 | - | 2004-01-01 | |
| RO | 提供資產管理 | - | 2004-01-01 | |
| RO | 提供自動化交易服務 | - | 2004-01-01 | |
| RO | 證券交易 | - | 2004-01-01 | |
| SUNWAH KINGSWAY FUTURES LIMITED | RO | 就期貨合約提供意見 | - | 2004-01-01 |
| RO | 提供資產管理 | - | 2004-01-01 | |
| RO | 期貨合約交易 | - | 2004-01-01 |