| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CS Wealth Securities Limited | RO | 證券交易 | 2023-09-05 | - |
| Rep | 證券交易 | 2023-07-14 | 2023-09-05 | |
| Poly Wealth Securities Limited | RO | 證券交易 | 2017-08-08 | 2023-06-26 |
| GT CAPITAL LIMITED | RO | 就證券提供意見 | 2006-10-03 | 2017-07-31 |
| RO | 證券交易 | 2006-10-03 | 2017-07-31 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-15 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-15 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-15 | |
| Rep | 證券交易 | 2003-04-01 | 2006-10-03 |