| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gen2 Partners Limited | RO | 提供資產管理 | 2009-11-06 | 2017-03-16 |
| Rep | 提供資產管理 | 2009-09-30 | 2009-11-06 | |
| SAIL ADVISORS LIMITED | Rep | 提供資產管理 | 2008-11-10 | 2009-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-11-28 | 2008-06-05 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-11-28 | 2008-06-05 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-11-28 | 2008-06-05 |