| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zhonghao International Futures Co., Limited | Rep | 期貨合約交易 | 2025-09-05 | 2026-01-07 |
| Zhonghao International Investment Consulting Co., Limited | Rep | 就期貨合約提供意見 | 2025-09-05 | 2026-01-07 |
| IMPERIAL CAPITAL LIMITED (HK) | RO | 提供資產管理 | 2022-05-27 | 2023-01-31 |
| HONOR CAPITAL (HK) LIMITED | RO | 就證券提供意見 | 2020-04-07 | 2021-03-31 |
| RO | 提供資產管理 | 2020-04-07 | 2021-03-31 | |
| Rep | 就證券提供意見 | 2020-03-02 | 2020-04-07 | |
| Rep | 提供資產管理 | 2020-03-02 | 2020-04-07 | |
| KINGS SECURITIES LIMITED | RO | 就證券提供意見 | 2019-01-16 | 2019-09-30 |
| RO | 提供資產管理 | 2019-01-16 | 2019-09-30 | |
| RO | 證券交易 | 2019-01-16 | 2019-09-30 | |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2017-07-27 | 2017-10-31 |
| RO | 提供資產管理 | 2017-07-27 | 2017-10-31 | |
| RO | 證券交易 | 2017-07-27 | 2017-10-31 | |
| Rep | 就期貨合約提供意見 | 2017-05-31 | 2017-07-24 | |
| Rep | 期貨合約交易 | 2017-05-31 | 2017-07-24 | |
| Rep | 就證券提供意見 | 2017-05-31 | 2017-07-27 | |
| Rep | 提供資產管理 | 2017-05-31 | 2017-07-27 | |
| Rep | 證券交易 | 2017-05-31 | 2017-07-27 | |
| AIF Securities Limited | RO | 證券交易 | 2016-12-05 | 2017-03-30 |
| Amber Hill Asset Management Limited | RO | 就證券提供意見 | 2016-12-05 | 2017-03-30 |
| RO | 提供資產管理 | 2016-12-05 | 2017-03-30 | |
| Azure Lion International Asset Management Company Limited | RO | 提供資產管理 | 2016-04-11 | 2016-10-19 |
| Azure Lion International Securities Company Limited | RO | 就證券提供意見 | 2016-02-18 | 2016-10-19 |
| RO | 證券交易 | 2016-02-18 | 2016-10-19 | |
| Zhonghao International Futures Co., Limited | RO | 提供資產管理 | 2016-02-18 | 2016-04-29 |
| Rep | 期貨合約交易 | 2016-02-18 | 2016-10-19 | |
| Zhonghao International Investment Consulting Co., Limited | Rep | 就期貨合約提供意見 | 2016-02-18 | 2016-10-19 |
| Zhonghao International Futures Co., Limited | Rep | 提供資產管理 | 2015-10-27 | 2016-02-18 |
| Great Wall Pan Asia Asset Management Limited | RO | 證券交易 | 2015-04-22 | 2015-07-15 |
| RO | 就證券提供意見 | 2014-05-13 | 2015-07-15 | |
| RO | 提供資產管理 | 2014-05-13 | 2015-07-15 | |
| GLENWORTH CAPITAL LIMITED | Rep | 就證券提供意見 | 2013-10-22 | 2013-11-30 |
| Rep | 提供資產管理 | 2013-10-22 | 2013-11-30 | |
| ABCI ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2013-02-18 | 2013-07-18 |
| Rep | 提供資產管理 | 2012-12-18 | 2013-02-18 | |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2010-09-01 | 2012-07-01 |
| Oshidori Securities Limited | RO | 證券交易 | 2010-09-01 | 2012-07-01 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | 就證券提供意見 | 2010-02-23 | 2012-07-01 |
| RO | 提供資產管理 | 2010-02-23 | 2012-07-01 | |
| TOTAL SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2009-06-15 | 2009-07-01 |
| RO | 證券交易 | 2009-06-15 | 2009-07-01 | |
| QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | RO | 就證券提供意見 | 2008-07-18 | 2009-03-05 |
| RO | 提供資產管理 | 2008-07-18 | 2009-03-05 | |
| Rep | 就證券提供意見 | 2008-07-14 | 2008-07-18 | |
| Rep | 提供資產管理 | 2008-07-14 | 2008-07-18 | |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | 就證券提供意見 | 2007-06-11 | 2008-07-01 |
| RO | 提供資產管理 | 2007-06-11 | 2008-07-01 | |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 證券交易 | 2004-02-02 | 2007-02-14 |
已採集記錄中暫無金管局登記。