| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | RO | 就證券提供意見 | 2024-07-29 | - |
| RO | 提供資產管理 | 2024-07-29 | - | |
| RO | 期貨合約交易 | 2024-07-29 | 2026-02-20 | |
| RO | 證券交易 | 2024-07-29 | 2026-02-20 | |
| Rep | 就證券提供意見 | 2024-05-30 | 2024-07-29 | |
| Rep | 提供資產管理 | 2024-05-30 | 2024-07-29 | |
| Rep | 期貨合約交易 | 2024-05-30 | 2024-07-29 | |
| Rep | 證券交易 | 2024-05-30 | 2024-07-29 | |
| GET NICE SECURITIES LIMITED | RO | 提供資產管理 | 2018-09-10 | 2024-04-30 |
| GET NICE FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2018-01-08 | 2024-04-30 |
| GET NICE SECURITIES LIMITED | RO | 就證券提供意見 | 2018-01-08 | 2024-04-30 |
| RO | 證券交易 | 2018-01-08 | 2024-04-30 | |
| GET NICE FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2017-11-13 | 2018-01-08 |
| GET NICE SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-11-13 | 2018-01-08 |
| Rep | 證券交易 | 2017-11-13 | 2018-01-08 | |
| Rep | 提供資產管理 | 2017-11-13 | 2018-09-10 | |
| Quam Securities Limited | Rep | 提供資產管理 | 2010-08-06 | 2017-05-18 |
| RO | 期貨合約交易 | 2006-04-11 | 2017-05-18 | |
| RO | 就證券提供意見 | 2006-01-19 | 2017-05-18 | |
| RO | 證券交易 | 2006-01-19 | 2017-05-18 | |
| Rep | 就證券提供意見 | 2006-01-17 | 2006-01-19 | |
| Rep | 證券交易 | 2006-01-17 | 2006-01-19 | |
| GT CAPITAL LIMITED | RO | 就證券提供意見 | 2004-04-02 | 2005-12-31 |
| RO | 證券交易 | 2004-04-02 | 2005-12-31 | |
| CEPA ALLIANCE SECURITIES LIMITED | RO | 提供自動化交易服務 | 2003-04-01 | 2003-07-21 |
| RO | 證券交易 | 2003-04-01 | 2004-03-17 |
已採集記錄中暫無金管局登記。