| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HFS ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2012-02-24 | - |
| Rep | 就證券提供意見 | 2012-01-09 | - | |
| ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2011-08-15 | 2011-12-27 |
| AXA Financial Planning (Hong Kong) Limited | Rep | 證券交易 | 2010-01-22 | 2011-01-01 |
| Rep | 就證券提供意見 | 2003-10-06 | 2011-01-01 | |
| LM INVESTMENT MANAGEMENT HONG KONG LIMITED | RO | 就證券提供意見 | 2003-04-01 | 2003-09-09 |