| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | RO | 就證券提供意見 | 2008-03-31 | 2008-06-17 |
| RO | 提供資產管理 | 2006-06-22 | 2008-06-17 | |
| RO | 證券交易 | 2006-06-22 | 2008-06-17 | |
| JPMorgan Funds (Asia) Limited | RO | 就證券提供意見 | 2005-01-28 | 2006-03-31 |
| RO | 提供資產管理 | 2005-01-28 | 2006-03-31 | |
| RO | 證券交易 | 2005-01-28 | 2006-03-31 | |
| Rep | 就機構融資提供意見 | - | 2004-01-15 | |
| Rep | 就證券提供意見 | - | 2004-01-15 | |
| Rep | 提供資產管理 | - | 2004-01-15 | |
| Rep | 證券交易 | - | 2005-01-28 |