| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TECHNISTOCK CAPITAL (HK) LIMITED | RO | 提供資產管理 | 2019-07-18 | - |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | 就證券提供意見 | 2017-01-25 | 2017-09-01 |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | RO | 就證券提供意見 | 2017-01-25 | 2017-09-01 |
| RO | 證券交易 | 2017-01-25 | 2017-09-01 | |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | 提供資產管理 | 2012-09-19 | 2017-09-01 |