| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2023-05-02 | - |
| SPS SECURITIES LIMITED | Rep | 證券交易 | 2011-06-30 | 2023-04-28 |
| SPS INVESTMENT SERVICES LIMITED | Rep | 證券交易 | 2003-04-01 | 2003-10-02 |
| SPS SECURITIES LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2004-12-28 |
| RO | 就證券提供意見 | 2003-04-01 | 2004-12-28 | |
| RO | 提供資產管理 | 2003-04-01 | 2004-12-28 | |
| RO | 證券交易 | 2003-04-01 | 2011-06-30 |