| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SPS COMMODITIES LIMITED | RO | 期貨合約交易 | 2005-01-26 | 2023-12-18 |
| SPS INVESTMENT SERVICES LIMITED | RO | 就證券提供意見 | 2005-01-26 | - |
| RO | 就機構融資提供意見 | 2005-01-26 | 2018-04-13 | |
| SPS SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2005-01-25 | 2005-01-26 |
| Rep | 就證券提供意見 | 2005-01-25 | 2005-01-26 | |
| SPS INVESTMENT SERVICES LIMITED | Rep | 證券交易 | 2003-04-01 | 2003-10-02 |
| SPS SECURITIES LIMITED | RO | 提供資產管理 | 2003-04-01 | - |
| RO | 證券交易 | 2003-04-01 | - | |
| RO | 就機構融資提供意見 | 2003-04-01 | 2005-01-25 | |
| RO | 就證券提供意見 | 2003-04-01 | 2005-01-25 |
已採集記錄中暫無金管局登記。