| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2021-03-02 | - |
| Rep | 證券交易 | 2021-03-02 | - | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2019-11-01 | - |
| Rep | 證券交易 | 2019-09-10 | 2021-03-02 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2019-05-06 | 2019-08-12 |
| Rep | 期貨合約交易 | 2017-03-23 | 2019-08-12 | |
| Rep | 證券交易 | 2017-03-23 | 2019-08-12 |