| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENGJUN CAPITAL LIMITED | RO | 提供資產管理 | 2020-07-09 | 2023-05-18 |
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | 就證券提供意見 | 2010-09-20 | 2012-08-01 |
| RO | 證券交易 | 2010-09-20 | 2012-08-01 | |
| Rep | 就證券提供意見 | 2010-08-03 | 2010-09-20 | |
| Rep | 證券交易 | 2010-08-03 | 2010-09-20 | |
| Credit Suisse (Hong Kong) Limited | RO | 就證券提供意見 | 2006-09-18 | 2010-05-11 |
| RO | 證券交易 | 2003-07-31 | 2010-05-11 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 證券交易 | 2003-07-31 | 2010-05-11 |
| Rep | 就機構融資提供意見 | - | 2003-07-31 | |
| Rep | 就證券提供意見 | - | 2003-07-31 | |
| Rep | 提供資產管理 | - | 2003-07-31 |