| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2020-10-19 | 2025-02-13 |
| RO | 證券交易 | 2018-09-14 | 2020-10-19 | |
| Rep | 證券交易 | 2012-05-07 | 2018-09-14 | |
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | 證券交易 | 2011-05-20 | 2012-02-17 |
| Rep | 證券交易 | 2009-11-05 | 2011-05-20 | |
| Rep | 就證券提供意見 | 2009-11-05 | 2012-02-17 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2007-03-19 | 2008-08-01 |
| Rep | 證券交易 | 2006-12-04 | 2008-08-01 |