| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2025-12-11 | - |
| SHENG YUAN SECURITIES LIMITED | RO | 證券交易 | 2024-07-30 | - |
| Rep | 就證券提供意見 | 2024-02-29 | - | |
| Rep | 證券交易 | 2024-02-09 | 2024-07-30 | |
| CMB International Securities Limited | Rep | 證券交易 | 2019-07-09 | 2024-01-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-03-31 | 2019-05-11 |