| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2026-07-27 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2026-07-27 | - |
| Rep | 期貨合約交易 | 2026-07-27 | - | |
| Rep | 證券交易 | 2026-07-27 | - | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2023-09-05 | 2026-06-05 |
| Rep | 證券交易 | 2023-09-05 | 2026-06-05 | |
| Liquidnet Asia Limited | Rep | 提供自動化交易服務 | 2017-03-31 | 2023-07-02 |
| Rep | 證券交易 | 2017-03-31 | 2023-07-02 |