| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | Rep | 就證券提供意見 | 2026-05-22 | - |
| Rep | 期貨合約交易 | 2026-05-22 | - | |
| Rep | 證券交易 | 2026-05-22 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-09-02 | 2025-10-28 |
| Rep | 證券交易 | 2024-09-02 | 2025-10-28 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2020-06-15 | 2024-07-05 |
| Rep | 證券交易 | 2020-06-15 | 2024-07-05 | |
| iFAST Financial (HK) Limited | Rep | 就證券提供意見 | 2019-12-06 | 2020-02-12 |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2019-12-06 | 2020-03-31 |
| iFAST Financial (HK) Limited | Rep | 證券交易 | 2019-11-18 | 2020-02-12 |
| iFAST Global Markets (HK) Limited | Rep | 證券交易 | 2019-11-18 | 2020-03-31 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-04-07 | 2019-04-24 |
已採集記錄中暫無金管局登記。