| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA HORIZON ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2026-07-16 | - |
| RO | 提供資產管理 | 2026-07-16 | - | |
| NFH Corporate Finance Limited | RO | 就機構融資提供意見 | 2017-06-13 | 2025-06-06 |
| NFH Securities and Futures Limited | RO | 期貨合約交易 | 2017-06-13 | 2024-06-20 |
| RO | 證券交易 | 2017-06-13 | 2024-06-20 | |
| RO | 就期貨合約提供意見 | 2017-06-13 | 2025-06-06 | |
| PRIME HARVEST CAPITAL LIMITED | RO | 就證券提供意見 | 2017-06-13 | 2026-03-31 |
| RO | 提供資產管理 | 2017-06-13 | 2026-03-31 | |
| TFI Asset Management Limited | RO | 就證券提供意見 | 2010-04-30 | 2013-01-18 |
| Rifa Securities Limited | RO | 證券交易 | 2010-01-07 | 2013-01-18 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2009-05-14 | 2013-01-18 |
| Rifa Securities Limited | Rep | 證券交易 | 2008-09-22 | 2010-01-07 |
已採集記錄中暫無金管局登記。