| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YOUFI (ASIA) SECURITIES LIMITED | RO | 證券交易 | 2022-11-16 | - |
| Rep | 證券交易 | 2022-10-18 | 2022-11-16 | |
| Profitech Securities Limited | RO | 證券交易 | 2020-09-18 | 2022-07-19 |
| SINO WEALTH SECURITIES LIMITED | RO | 證券交易 | 2020-06-24 | 2020-09-01 |
| Rep | 證券交易 | 2014-09-29 | 2020-06-24 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2008-03-06 | 2014-08-31 |
| CELETIO INVESTMENTS LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-29 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-29 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-29 | |
| Rep | 證券交易 | 2003-04-01 | 2008-02-29 |