| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2012-05-15 | 2013-04-18 |
| Rep | 證券交易 | 2012-05-15 | 2013-04-18 | |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2011-03-28 | 2012-02-03 |
| Rep | 證券交易 | 2011-03-28 | 2012-02-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-05-15 | 2009-04-16 |
| Rep | 就機構融資提供意見 | 2007-02-13 | 2009-04-16 | |
| Rep | 證券交易 | 2007-02-13 | 2009-04-16 |