| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2013-09-17 | 2015-07-01 |
| Rep | 就證券提供意見 | 2013-07-04 | 2013-09-17 | |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-03-07 | 2011-12-02 |
| MF Securities Hong Kong Limited | Rep | 證券交易 | 2008-06-17 | 2008-09-04 |
| Rep | 就證券提供意見 | 2008-04-18 | 2008-09-04 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就證券提供意見 | 2007-04-11 | 2008-02-29 |
| Rep | 就證券提供意見 | 2006-12-18 | 2007-04-11 | |
| Citigroup Global Markets Asia Limited | Rep | 提供資產管理 | - | 2005-01-28 |
| Rep | 就機構融資提供意見 | - | 2005-03-21 | |
| Rep | 就證券提供意見 | - | 2006-11-10 |