| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SAMSUNG SECURITIES (ASIA) LIMITED | RO | 就機構融資提供意見 | 2011-10-18 | 2012-02-03 |
| Rep | 就機構融資提供意見 | 2010-10-08 | 2011-10-18 | |
| Rep | 證券交易 | 2010-10-08 | 2012-02-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2007-01-10 | 2007-06-05 |
| Rep | 就證券提供意見 | 2004-12-06 | 2007-06-05 | |
| Rep | 就機構融資提供意見 | 2004-09-07 | 2007-01-10 | |
| Rep | 證券交易 | 2004-09-07 | 2007-06-05 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | - | 2003-08-22 |
| Rep | 就機構融資提供意見 | - | 2004-07-24 | |
| Rep | 就證券提供意見 | - | 2004-07-24 | |
| Rep | 提供資產管理 | - | 2004-07-24 | |
| Rep | 證券交易 | - | 2004-07-24 |