| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2020-11-27 | - |
| Rep | 提供資產管理 | 2018-02-01 | - | |
| Rep | 證券交易 | 2018-02-01 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-02-01 | - |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2013-10-30 | 2014-07-14 |
| KEYWISE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2010-09-03 | 2012-11-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-09-02 | 2010-06-26 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2008-08-25 | 2010-06-26 |