| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | 就機構融資提供意見 | 2017-10-16 | 2026-02-01 |
| RO | 就期貨合約提供意見 | 2017-10-16 | 2026-02-01 | |
| HANG SENG INVESTMENT SERVICES LIMITED | RO | 就證券提供意見 | 2015-04-16 | 2024-04-14 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | 提供資產管理 | 2007-08-01 | 2026-02-01 |
| RO | 證券交易 | 2007-06-07 | 2026-02-01 | |
| RO | 就證券提供意見 | 2004-07-13 | 2026-02-01 | |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就機構融資提供意見 | - | 2004-05-25 |
| Rep | 提供資產管理 | - | 2004-05-25 | |
| Rep | 就證券提供意見 | - | 2015-04-16 |