| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 就證券提供意見 | 2010-06-28 | 2015-08-15 |
| Rep | 提供資產管理 | 2010-06-28 | 2015-08-15 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2008-03-04 | 2008-08-01 |
| Rep | 就證券提供意見 | 2008-02-11 | 2008-08-01 | |
| Rep | 提供資產管理 | 2008-02-11 | 2008-08-01 | |
| PEAK CAPITAL LIMITED (b2004-03-30) | Rep | 就證券提供意見 | 2007-05-30 | 2007-10-29 |
| Rep | 提供資產管理 | 2007-05-30 | 2007-10-29 |