| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | 提供資產管理 | 2008-11-27 | 2019-04-15 |
| Rep | 就證券提供意見 | 2008-10-22 | 2019-04-15 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2008-08-26 | 2008-10-04 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2007-09-17 | 2008-10-04 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-06-05 | 2008-10-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-06-05 | 2008-10-04 |