| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CBH Asia Limited | Rep | 就證券提供意見 | 2026-04-14 | - |
| Rep | 證券交易 | 2026-04-14 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2017-07-17 | 2017-10-11 |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-11-05 | 2014-01-31 |
| Rep | 證券交易 | 2012-11-05 | 2014-01-31 | |
| Gen2 Partners Limited | Rep | 提供資產管理 | 2010-11-09 | 2011-09-23 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2010-03-09 | 2010-10-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2010-03-09 | 2010-10-25 |